Guidelines on the requirements of Directive 73/23/EEC

HOW TO ENSURE CONFORMITY TO THE REQUIREMENTS OF THE LV DIRECTIVE

(Summary)

Products are presumed to conform to the safety objectives of the "Low Voltage" Directive where the equipment has been manufactured in accordance with technical standards, which, in the order laid down by the Directive, are as follows:

  • European standards (EN or HD), which are referred to as harmonised standards in the Directive, drawn up in accordance with Article 5 by the bodies notified by the Member States (in fact, these are standards made by CENELEC). (The harmonised standard for switchgear and controlgear is EN 60439-1);

  • where standards as defined in Article 5 have not yet been drawn up and published, international rules issued by the two international bodies, the International Commission on the rules for the approval of electrical equipment (CEE) or the International Electrotechnical Commission (IEC) (Article 6(1)), and published in accordance with the procedure laid down in Article 6(2) and (3);

  • where standards as defined in Article 5 or international standards as defined in Article 6 do not yet exist, the national standards of the Member State of manufacturer (Article 7).

The standards referred to in Articles 5, 6 and 7, the application of which remains voluntary, provide a presumption of conformity for equipment manufactured in accordance with those standards.

The presumption of conformity provided by harmonised standards arises at the moment of national publication of standards, according to article 5; the listing in the Official Journal of the EC is only for information.

Alternatively, the manufacturer may construct the product in conformity with the essential requirements (safety objectives) of the directive, without applying harmonised, international or national standards. In such a case the product will not benefit from presumption of conformity conferred by the use of such standards and the manufacturer must include in the technical documentation (see below) a description of the solutions adopted to satisfy the safety aspects of the Directive.

 CONFORMITY ASSESSMENT PROCEDURES UNDER THE "LOW VOLTAGE" DIRECTIVE

What are the conformity assessment procedures to be applied?

Article 8 and Annex IV of the Directive describe the procedure by which the manufacturer ensures and declares conformity of the electrical equipment with the provisions of the Directive. This includes three main elements:

  • Technical documentation.
    Before a product is placed on the market the manufacturer puts together the technical documentation, which makes it possible to assess whether the electrical equipment complies with the requirements of the Directive (see below).

  • Declaration of conformity.
    The manufacturer is also required, and is the only one authorised to do so, to draw up in writing a declaration of conformity (see below) before placing the product on the market.

  • CE marking.
    Before it is placed on the market the electrical equipment must have the "CE" marking affixed. Only the manufacturer is authorised to affix the "CE" marking (see below).

Where no standards within the meaning of the Directive have been applied, the manufacturer has to provide within the technical documentation a description of the solutions adopted to satisfy the safety requirements of the Directive.

In case of challenge by the authorities in charge of market surveillance, a report in the sense of Article 8(2) (which however is not obligatory) is considered an element of proof. In fact, in addition to the three basic conformity assessment measures, mentioned above, Article 8(2) provides, in the event that conformity is challenged, for the possible submission to the market surveillance authority of a report drawn up by a notified body as evidence that the electrical equipment complies with the safety objectives (Article 2 and Annex I).

The manufacturer may wish in certain cases to ask in advance for a report to be drawn up by a notified body in accordance with the procedure provided for in Article 11 and to keep it together with the technical documentation. The availability of such a report would make matters easier and speedier in the event of a challenge by the authorities.

The main function of article 8.2 is to provide the conditions most favourable to progress and dynamism in the Electrotechnical industry. It thus facilitates the marketing of high-tech electrical equipment, which, being such, cannot benefit from the support of any technical standards since often such standards are drawn up after the development of a technical innovation.

What must be included in the technical documentation?

It must include details of the design, manufacture and operation of the electrical equipment in so far as these details are needed to assess the conformity of the electrical equipment with the requirements of the Directive.

Accordingly, it contains:

  • a general description of the electrical equipment,
  • design and manufacture drawings plus diagrams of components, sub- assemblies, circuits, etc.,
  • descriptions and explanations needed to understand the above-mentioned drawings and diagrams plus the operation of the electrical equipment,
  • a list of the standards used, in full or in part, and a description of the solutions employed to meet the safety aspects of this directive when standards have not been applied,
  • the results of design calculations and of checks carried out, etc.,
  • test reports (in fact, the test reports which may be available, either established by the manufacturer or a third party).

Who must keep the technical documentation and where?

The manufacturer must keep this documentation at the disposal of the national authorities for inspection purposes for at least ten years from the last date of manufacture of the product. The technical documentation may be kept on electronic support, provided that it is easily accessible for inspection.

Who must keep the declaration of conformity and where?

The manufacturer must keep a copy of the declaration of conformity at the disposal of the national authorities for inspection purposes, in the same way as the technical documentation. Thus the national market surveillance authorities may, if appropriate, require a copy of the declaration of conformity.

 

 

 

   

 

 

Summary

  • Equipment that is manufactured to the harmonised standards complies fully with the Health and safety requirements of the LV Directive.
  • If equipment is not manufactured to the harmonised standard, a report by a notified body is required.
  • Assessment for compliance comprises three main elements:
    • Documentation
    • A Declaration
    • CE Marking